Examples Explanations for Securities Regulation

Author: Alan R. Palmiter
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454847328
Release Date: 2014-03-25
Genre: Law

A favorite among successful students, and often recommended by professors, the unique Examples & Explanations series gives you extremely clear introductions to concepts followed by realistic examples that mirror those presented in the classroom throughout the semester. Use at the beginning and midway through the semester to deepen your understanding through clear explanations, corresponding hypothetical fact patterns, and analysis. Then use to study for finals by reviewing the hypotheticals as well as the structure and reasoning behind the accompanying analysis. Designed to complement your casebook, the trusted Examples & Explanations titles get right to the point in a conversational, often humorous style that helps you learn the material each step of the way and prepare for the exam at the end of the course. The unique, time-tested Examples & Explanations series is invaluable to teach yourself the subject from the first day of class until your last review before the final. Each guide: helps you learn new material by working through chapters that explain each topic in simple language challenges your understanding with hypotheticals similar to those presented in class provides valuable opportunity to study for the final by reviewing the hypotheticals as well as the structure and reasoning behind the corresponding analysis quickly gets to the point in conversational style laced with humor remains a favorite among law school students is often recommended by professors who encourage the use of study guides works with ALL the major casebooks, suits any class on a given topic provides an alternative perspective to help you understand your casebook and in-class lectures

Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454885665
Release Date: 2016-11-08
Genre: Law

The national reputation of the authors, their balance of practice and doctrine, and a highly teachable structure have all made Securities Regulation: Cases and Materials the best-selling text in the field. Applauded for excellent coverage of the 1934 and 1935 Acts, the text remains sophisticated yet not intimidating. Modular chapters adapt to a variety of teaching styles, giving the instructor flexibility in course design. Well-written, interesting problems expose students to theory as well as the practical issues that impact investors. New to the Eighth Edition: The casebook fully integrates all the newly adopted exemptions such as Regulation A, Crowdfunding, and the newly enacted resale exemption Section 4(a)(7) along with problems developed to illustrate their operation Complete reworking of exemption chapter, including new material and problems on Regulation A+, Crowdfunding, and relaxation of solicitation restrictions for certain Rule 506 offerings Examines market developments such as Unicorns and the disappearance of listings in the U.S. and abroad Changes in underwriting processes with emphasis given to role of research reports in promoting public offerings Compete treatment of the Supreme Court’s 2014 Halliburton decision, and the post-Halliburton developments on proving price distortion and pleading loss causation Thorough treatment of the Supreme Court’s Omnicare decision on liability for statements of opinion Materials and problems on proxy regulation, particularly in the aftermath of the Walmart case under Rule 14a-8 Materials on insider trading tipper-tippee liability in the aftermath of Newman and Salman Contemporary problems facing hedge funds, investment advisers and mutual funds New material on post-Morrision developments affecting extraterritorial application of securities laws New material and problems on real estate as securities including the Ninth Circuit's Salameh decision

Securities Regulation

Author: Alan R. Palmiter
Publisher: Kluwer Law International
ISBN: 0735599572
Release Date: 2011
Genre: Law

Informal and student-friendly, Securities Regulation

Securities Regulation in a Nutshell

Author: Thomas Hazen
Publisher: West Academic
ISBN: 9781634609463
Release Date: 2016-06-24
Genre: Law

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.

Corporations

Author: Alan R. Palmiter
Publisher: Aspen Publishers Online
ISBN: 9780735578265
Release Date: 2009
Genre: Law

Examples & Explanations: Corporations is a practical and straightforward guide that has won enduring popularity by demystifying corporate law for students with no business background. Through clear introductions and visual aids, students are able to grasp the rules of corporate law and apply them in context, using the examples. A leading study guide in corporate law for over 15 years, Examples & Explanations: Corporations, now in its Sixth Edition, features: the time-tested and class-proven Examples & Explanations pedagogy --clear introductions are followed by questions in the form of examples (or hypos), followed by full and lucid explanations with analysis thorough coverage that tracks topics typically covered in a corporations or business organizations class statutes and cases presented in context examples that illustrate the intersection of law and business--and highlight the differences between the Model Business Corporation Act and Delaware law sensible organization that outlines the principal legal themes of corporate law helpful visual aids, such as tables and diagrams student-friendly writing style that neatly unpacks the intricacies of corporate law and requires no business background from the reader Updated throughout, the Sixth Edition includes: new cases on shareholder proxy access new developments in executive compensation new examples of institutional shareholder activism new cases on duty of good faith, the direct/derivative distinction, inspection rights, and the definition of independent director continuing coverage of Sarbanes-Oxley revised examples drawn from social responsibility and alternative energy business models Students struggling to understand corporate law will get more out of their casebook assignments and classroom experience if you steer them toward the help they need. Alan R. Palmiter's Examples & Explanations: Corporations is the leading study guide in this area--an authoritative, timely, and student-friendly aid to a more complete understanding of basic coverage, now in its Sixth Edition.

Understanding Securities Law

Author: Marc I. Steinberg
Publisher: LexisNexis
ISBN: 9781579110338
Release Date: 2009-08-14
Genre: Law

This Understanding treatise follows a logical sequence of analysis of a securities issue. The author begins by defining a "security" and registration exemptions, and then continues through the process for non-exempt transactions. Understanding Securities Law clearly, thoroughly, and concisely addresses the subjects covered in basic Securities Regulation courses, including: • The definition of securities exemptions from registration; • the registration framework and process; • Sarbanes-Oxley Act; • SEC Securities Act Offering Rules; • Resales and reorganizations; • Due diligence; • Liabilities and remedies; • Affirmative disclosure duties; • Insider trading; • SEC enforcement; and • Professional responsibility. The author also includes a glossary of key terms, statutes, rules, regulations and forms and schedules, and comparative charts synopsizing previously discussed materials. The text covers the regulation of public and privately held companies under the Securities Acts, SEC "fraud" concepts, civil liabilities under the securities laws, and state "Blue Sky" laws. It also discusses the Sarbanes-Oxley legislation, SEC public offering rules, SEC regulations on the resale of securities, and recent federal Supreme Court and appellate court decisions.

Securities Regulation

Author: Stephen Jung Choi
Publisher: Aspen Publishers Online
ISBN: 9780735565517
Release Date: 2008
Genre: Law

Securities Regulation: The Essentials is part of Aspen's new Essentials Series, which takes a "forest rather than the trees" approach to teaching. This concise paperback concentrates on the fundamentals of Securities Regulation and uses a relaxed, personal style to explain them. Suitable for use with any casebook, this text will help students recognize and understand common themes and will precipitate understanding of the topics under discussion. Written by Stephen J. Choi and A.C. Pritchard, two well-regarded young securities regulation scholars in the country today, this outstanding resource: Begins with an introduction to the role of information in the decision making processes of investors, then takes up various topics in securities regulation using the framework developed in the first part of the text Examines the underlying business problems facing issuers and investors in securities regulation Takes a problem-and-solution approach that allows the professor to ask whether the solution currently provided by the law is the best solution and what alternatives should be considered Students will find the nuts-and-bolts approach of Securities Regulation: The Essentials reassuring and illuminating. Require or recommend this straightforward text for use alongside your casebook and watch student comprehension soar.

Secured Transactions

Author: James Brook
Publisher: Aspen Publishers Online
ISBN: 9780735567979
Release Date: 2008
Genre: Law

Bringing transparency to the Uniform Commercial Code Article 9, one of the most difficult and technical components of commercial law, James Brook uses straightforward introductions and the proven-effective Examples & Explanations pedagogy to provide a clear and complete overview of Secured Transactions. proven-effective Examples & Explanations pedagogy, combining straightforward introductions with well-written examples and explanations that apply concepts, reinforce learning, and test understanding of material covered clear and approachable explanatory text that is informal, yet informative a solid introduction to the basic law in the field covering the rules and policies of the law governing secured transactions as well as the broader issues of legal process usable with both the original and revised versions of Article 9 -- providing parallel citations to both a logical organization that follows the general sequence of topics as they are taught in Secured Transaction courses helpful diagrams and visual aids that illustrate and simplify the intricate provisions of Article 9 Updated throughout and with many new examples, the Fourth Edition features: important new cases and developments in secured transactions, including recent cases addressing the question of the correct name to use in filing a UCC1 financing statement new and updated examples Edition after edition, James Brook has been the trusted authority your students can rely on to present a clear and current picture of the entire Secured Transactions landscape.

Examples Explanations for Securities Regulation

Author: Alan R. Palmiter
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454847328
Release Date: 2014-03-25
Genre: Law

A favorite among successful students, and often recommended by professors, the unique Examples & Explanations series gives you extremely clear introductions to concepts followed by realistic examples that mirror those presented in the classroom throughout the semester. Use at the beginning and midway through the semester to deepen your understanding through clear explanations, corresponding hypothetical fact patterns, and analysis. Then use to study for finals by reviewing the hypotheticals as well as the structure and reasoning behind the accompanying analysis. Designed to complement your casebook, the trusted Examples & Explanations titles get right to the point in a conversational, often humorous style that helps you learn the material each step of the way and prepare for the exam at the end of the course. The unique, time-tested Examples & Explanations series is invaluable to teach yourself the subject from the first day of class until your last review before the final. Each guide: helps you learn new material by working through chapters that explain each topic in simple language challenges your understanding with hypotheticals similar to those presented in class provides valuable opportunity to study for the final by reviewing the hypotheticals as well as the structure and reasoning behind the corresponding analysis quickly gets to the point in conversational style laced with humor remains a favorite among law school students is often recommended by professors who encourage the use of study guides works with ALL the major casebooks, suits any class on a given topic provides an alternative perspective to help you understand your casebook and in-class lectures

Business Law

Author: Robert W. Emerson
Publisher: Barron's Educational Series
ISBN: 0764142402
Release Date: 2009
Genre: Business & Economics

(back cover) Business Law Barron's Business Review books make excellent supplements to college textbooks, and also serve as fine main texts in adult education courses or business brush-up programs. All titles in this series define relevant business terms, review important concepts, and describe examples of business transactions. This newly revised title focuses on applied business law--the importance of legal theory in the everyday business world. It offers concise explanations for such subjects as litigation, the Constitution, contracts, commercial relations, property interests, bankruptcy, antitrust law, the Uniform Commercial Code, labor and employment law, torts, privacy rights, consumer protection, intellectual property, business crimes, securities law, and international law. Many other topics are also discussed. Current statutes and court cases are cited, and a comprehensive glossary defines over 2,200 words.

Civil Procedure

Author: Joseph W. Glannon
Publisher: Aspen Publishers Online
ISBN: 9780735570337
Release Date: 2008
Genre: Law

For two decades Examples & Explanations: Civil Procedure has helped students understand the intricacies of civil procedure. Professor Glannon, using the extremely successful Examples & Explanations format that he created, teaches students about civil procedure in an entertaining and elucidating way. Now in its Sixth Edition, this amazing study aid continues to provide clear, engaging introductions to the principles of civil procedure, together with appealing examples that illustrate how these principles apply in typical cases. Students and professors are united in their high regard for this text that helps make a difficult subject accessible: Professor Glannon's unique and entertaining style engages students and helps them to more easily understand difficult concepts Clear and accessible introductions and explanations cover all aspects of the first-year course including the difficult areas of res judicata, collateral estoppel, personal and subject matter jurisdiction, and three chapters on various aspects of the Erie doctrine The proven and popular examples and explanations format is highly effective for learning and applying the Federal Rules of Civil Procedure Examples progress gradually from simple to challenging and build students' confidence The frequent use of visual aids including diagrams, charts, and documents helps students grasp complicated ideas The Sixth Edition has been completely updated throughout, and all citations reflect the most current law. In addition: A new chapter on joinder analyzing Rules 19 and 24 Revisions to reflect the extensive 2007 stylistic amendments to the Federal Rules of Civil Procedure Give your students the help they need to master difficult topics. Be sure to recommend this highly acclaimed study guide--tested by students, instructors, and time.

Professional Responsibility

Author: W. Bradley Wendel
Publisher: Aspen Publishers Online
ISBN: 9780735562448
Release Date: 2007
Genre: Law

Now in its Second Edition, Examples & Explanations: Professional Responsibility continues to be an appropriate ancillary source for students in any Professional Responsibility course. Not only does it utilize the proven pedagogy of the E&E series, but it is a completely comprehensive and well-balanced text. This problem-oriented guide is not a simple march through the Model Rules. Instead, it is structured around concepts, with rules and the generally applicable law introduced as needed. This edition retains the great features that made it a dependable source for students in its First Edition: covers the entire law governing lawyers includes agency, fiduciary duty, tort, contract, constitutional, and corporate and securities law. applies concepts and introduces the generally applicable law as needed, avoiding a narrow focus on the Model Rules supplements textual discussions with examples that work through progressively more complex issues uses both text and problems to break the analysis down into steps presents a balanced approach to controversial issues offers an accessible, conversational style draws examples from actual cases, so they are representative of the problems students can expect to encounter in practice incorporates the new sources of law (ABA's Ethics 2000 Initiative, Restatement of Law Governing Lawyers, the Sarbanes-Oxley Act) organically, rather than as add-ons Carefully revised in its Second Edition, this fully up-to-date source: integrates carefully and thoughtfully updated cases, ethics opinions, and problems emphasizes the newest versions of the ABA rules, while retaining information about the older rules where necessary An author website to support classroom instruction using this title is available at http://www.aspenlawschool.com/wendel2

Personal Finance An Encyclopedia of Modern Money Management

Author: Barbara Friedberg
Publisher: ABC-CLIO
ISBN: 9781440830327
Release Date: 2015-04-14
Genre: Business & Economics

This jargon-free resource explains the who, what, why, and where of contemporary personal finance in simple, easy-to-grasp language, covering the key people, events, terms, tools, policies, and products that make up modern money management. • Supplies accessible, comprehensive financial information that explains complex topics in simple language • Shows the relationship between personal finance and everyday life, from renting an apartment to saving for retirement • Answers a wide variety of personal finance questions • Provides a resource suitable for both personal and scholarly use