Federal Securities Laws

Author: John C. Coffee, Jr.
Publisher: Foundation Press
ISBN: 1599416840
Release Date: 2009-06-01
Genre: Law

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. The 2008 Edition follows the format of earlier years and contains updates through March 1, 2009.

Federal Securities Laws

Author: John C. Coffee
Publisher: Foundation Press
ISBN: 163459648X
Release Date: 2015-12-01
Genre:

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. This edition has a cutoff date of October 15th, 2015.

Securities Regulation Selected Statutes Rules and Forms 2018

Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 1683286588
Release Date: 2017-11-20
Genre:

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2017.

Federal Securities Laws

Author: John C. Coffee, Jr.
Publisher:
ISBN: 1599418312
Release Date: 2010
Genre: Securities

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws.

Securities Regulation Selected Statutes Rules and Forms 2016

Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 1634593952
Release Date: 2015-11
Genre:

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2015.

Understanding Securities Law

Author: Marc I. Steinberg
Publisher: LexisNexis
ISBN: 9780769891248
Release Date: 2014-04-09
Genre: Law

This Understanding treatise follows a logical sequence of analysis of a securities issue. The author begins by defining a "security" and registration exemptions, and then continues through the process for non-exempt transactions. Understanding Securities Law clearly, thoroughly, and concisely addresses the subjects covered in basic Securities Regulation courses, including: • The definition of securities exemptions from registration; • the registration framework and process; • Sarbanes-Oxley Act; • SEC Securities Act Offering Rules; • Resales and reorganizations; • Due diligence; • Liabilities and remedies; • Affirmative disclosure duties; • Insider trading; • SEC enforcement; and • Professional responsibility. The author also includes a glossary of key terms, statutes, rules, regulations and forms and schedules, and comparative charts synopsizing previously discussed materials. The text covers the regulation of public and privately held companies under the Securities Acts, SEC "fraud" concepts, civil liabilities under the securities laws, and state "Blue Sky" laws. It also discusses the Sarbanes-Oxley legislation, SEC public offering rules, SEC regulations on the resale of securities, and recent federal Supreme Court and appellate court decisions. The eBook version of this title feature links to Lexis Advance for further legal research options.

Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454882459
Release Date: 2017-07
Genre:

Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement

Securities Regulation Selected Statutes Rules and Forms 2017

Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 1634607600
Release Date: 2016-11-21
Genre:

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2016.

Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454893875
Release Date: 2017-07-13
Genre: Law

Securities Regulation: 2017 Case Supplement

Examples Explanations for Securities Regulation

Author: Alan R. Palmiter
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454888673
Release Date: 2017-04-28
Genre: Law

A favorite classroom prep tool of successful students that is often recommended by professors, the Examples & Explanations (E&E) series provides an alternative perspective to help you understand your casebook and in-class lectures. Each E&E offers hypothetical questions complemented by detailed explanations that allow you to test your knowledge of the topics in your courses and compare your own analysis. Here’s why you need an E&E to help you study throughout the semester: Clear explanations of each class topic, in a conversational, funny style. Features hypotheticals similar to those presented in class, with corresponding analysis so you can use them during the semester to test your understanding, and again at exam time to help you review. It offers coverage that works with ALL the major casebooks, and suits any class on a given topic. The Examples & Explanations series has been ranked the most popular study aid among law students because it is equally as helpful from the first day of class through the final exam.