Federal Securities Laws

Author: John C. Coffee, Jr.
Publisher: Foundation Press
ISBN: 1599416840
Release Date: 2009-06-01
Genre: Law

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. The 2008 Edition follows the format of earlier years and contains updates through March 1, 2009.

Federal Securities Laws

Author: John C. Coffee
Publisher: Foundation Press
ISBN: 163459648X
Release Date: 2015-12-01
Genre:

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. This edition has a cutoff date of October 15th, 2015.

Federal securities law

Author: Thomas Lee Hazen
Publisher: Administrative Office of the US Courts
ISBN: PURD:32754077080889
Release Date: 2003-10-02
Genre: Business & Economics

Provides an introduction and an overview of the securities laws, the laws having to do with investing and investments. This book does not include the texts of the laws.

Federal Securities Laws

Author: John C. Coffee, Jr.
Publisher:
ISBN: 1599418312
Release Date: 2010
Genre: Securities

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws.

A Fiduciary s guide to federal securities laws

Author: American Bar Association. Committee on Federal Regulation of Securities. Subcommittee on Securities Activities of Banks and Fiduciaries
Publisher: Amer Bar Assn
ISBN: STANFORD:36105061188178
Release Date: 1994-06
Genre: Business & Economics

Essential reading for those who manage trusts or funds that contain securities. Virtually everything one needs to know about registration requirements and compliance guidelines--including how to avoid civil and criminal liabilities--is spelled out in this information-packed resource. Also covered are how to buy, sell and own securities in trust, as well as the problems fiduciaries typically encounter in offering investment or related services.

Federal Securities Laws of Municipal Bonds

Author: National Association of Bond Lawyers (U.S.)
Publisher:
ISBN: 1632810654
Release Date: 2014
Genre: Municipal bonds

The NABL Library of Publications brings you Federal Securities Laws of Municipal Bonds Deskbook. Federal Securities Laws of Municipal Bonds Deskbook is an essential guide for all bond lawyers, regulatory staff, in-house counsel for investment banking firms and banks, state and local government attorneys, and other securities professionals. Prepared by experts from the National Association of Bond Lawyers, this comprehensive publication delivers all key materials relating to the federal securities laws of municipal bonds in a portable deskbook and companion eBook with expanded content. The publication contains key sections of the Securities Act of 1933, Securities Exchange Act of 1934, and the Investment Company Act of 1940, as well as select SEC cease-and-desist orders, interpretive and no-action letters, and summaries of important SEC enforcement actions and reports. The Sixth Edition includes key sections of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Rule 15c2-12, relevant MSRB notices, and SEC and MSRB notices related to EMMA.