Federal Securities Laws

Author: John C. Coffee, Jr.
Publisher:
ISBN: 1599418312
Release Date: 2010
Genre: Securities

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws.

Federal Securities Laws

Author: John Coffee
Publisher: Foundation Press
ISBN: 1683288025
Release Date: 2017-11-15
Genre:

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. It contains many changes from the prior year's version: Repeal of Rule 505 of Regulation D; Increase in aggregate offering price for Rule 504 of Regulation D to $5 million; Amendments to Rule 147; Adoption of a new intrastate offering exemption in Rule 147A; Adjustments to civil monetary penalty amounts; Amendments to the securities transaction settlement cycle; Changes and corrections arising from Titles I and III of the JOBS Act; and Various technical corrections and terminology changes. This edition has a cutoff date of September 15th, 2017.

Federal Securities Laws 2013 2014

Author: John C. Coffee, Jr.
Publisher: Foundation Press
ISBN: 1609303326
Release Date: 2013
Genre: Law

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws.

Securities Regulation Selected Statutes Rules and Forms 2016

Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 1634593952
Release Date: 2015-11
Genre:

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2015.

Securities Regulation

Author: Thomas Lee Hazen
Publisher: West Academic Publishing
ISBN: 0314179895
Release Date: 2007-11
Genre: Law

This booklet contains the full text of the basic federal securities laws, the principle SEC rules and forms under those laws, and other related laws and regulations. It is designed primarily as a supplement to securities regulation texts used in law school courses. However, it can also serve as a basic reference for lawyers, securities professionals, corporate officers, and others who have occasion to deal with questions of securities law.

Securities Regulation Selected Statutes Rules and Forms 2017

Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 1634607600
Release Date: 2016-11-21
Genre:

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2016.

Securities Regulation Selected Statutes Rules and Forms 2018

Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 1683286588
Release Date: 2017-11-20
Genre:

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2017.

Securities Regulation

Author: David L. Ratner
Publisher:
ISBN: 0314179895
Release Date: 2008
Genre: Securities

This booklet contains the full text of the basic federal securities laws, the principle SEC rules and forms under those laws, and other related laws and regulations. It is designed primarily as a supplement to securities regulation texts used in law school courses. However, it can also serve as a basic reference for lawyers, securities professionals, corporate officers, and others who have occasion to deal with questions of securities law.

Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454882459
Release Date: 2017-07
Genre:

Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement

Corporations and Other Business Associations

Author: Charles R. T. O'Kelley
Publisher: Aspen Law & Business
ISBN: 0735572119
Release Date: 2008
Genre: Law

To ensure that you have the most up-to-date and complete materials for your Business Organizations class, be sure to use Corporations and Other Business Associations: Selected Statutes, Rules, and Forms, 2008. This statutory supplement includes: Model Business Corporation Act Delaware General Corporation Law California Corporations Code New York Business Corporation Law Pennsylvania Business Corporations Code New York Stock Exchange Listing Standards Derivative Complaint: the Walt Disney Company Litigation Corporation Forms Agency Law Restatement (Third) of Agency Unincorporated Business Association Statutes Federal Securities Laws, Regulations, and Forms Also available from Aspen Publishers: Corporations and Other Business Associations Cases and Materials Fifth Edition Charles R.T. O'Kelley, University of Georgia Robert B. Thompson, Vanderbilt University 2008. 1,168 pages. ISBN: 978-0-7355-5790-1. with Teacher's Manual. Companion Website: http://law.vanderbilt.edu/faculty/thompson/corpcasebook/index.html

Capital Markets Handbook

Author: John C. Burch
Publisher: Aspen Publishers
ISBN: 0735550328
Release Date: 2004-12-02
Genre: Law

Capital Markets Handbook, Sixth Edition is the definitive desk reference for capital market professionals and a complete resource for anyone working in the financial markets field. Written by seasoned professionals in association with the SIA, Capital Markets Handbook covers the latest developments in major securities legislation, and all aspects of documentation, underwriting, pricing, distribution, settlement, immediate aftermarket trading of new issues, compliance issues, a glossary, a bibliography, and appendices containing the full text of the primary statutes and regulations. The Sixth Edition includes coverage of new developments, including compliance issues such as: new amendments to NASD Rule 2710 ("The Corporate Financing Rule") governing underwriting compensation - updates on PIPE and Registered Direct Transactions - amendments to Rule 10b-18 governing corporate repurchase of equity securities - online Dutch auction procedures in use for the Google, Inc. IPO - United Kingdom Financial Service Authority guidance on conflict of interest regarding pricing and allocation issues which have been adopted by one major U.S. investment bank - amendments to Rule 105 Regulation M concerning short selling in connection with public offerings - currency conversion in settlement of a global offering - NASD Rule 2790-Restriction on the Purchase and Sale of IPO equity securities - NASD IPO Distribution Manager Procedures for filing with NASD Corporate Financing - proposed NASD Rule 2712 concerning allocation and distribution of shares in an initial public offering - a reorganized compliance chapter in a checklist format designed to ease and enhance CEO and CFO Compliance Certificationrequired by a proposed amendment to NASD Rule 3010 (Supervision) and the adoption of Interpretive Material 3010-1 - and more.

Mergers Acquisitions and Other Restructuring Activities

Author: Donald DePamphilis
Publisher: Academic Press
ISBN: 9780123854865
Release Date: 2011-09-30
Genre: Business & Economics

Two strengths distinguish this textbook from others. One is its presentation of subjects in the contexts where they occur. Students see different perspectives on subjects and learn how complex and dynamic the mergers and acquisitions environment is. The other is its use of current events. Of its 72 case studies, 3/4 are new or have been updated. The implications of Dodd-Frank and US Supreme Court rulings affecting the Sarbanes-Oxley Act, among other regulatory changes, are developed to enhance teaching and learning experiences. Other improvements to the 6th edition have shortened and simplified chapters, increased the numbers and types of pedagogical supplements, and expanded the international appeal of examples. With a renewed focus on empirical and quantitative examples, the 6th edition continues to demonstrate how people work together on mergers and acquisitions and why the actions of specific individuals have far-reaching implications. Presents an integrated approach to the activities involved in mergers, acquisitions, business alliances, and corporate restructurings. All chapters have been revised, updated, and contain new content, and 14 include more extensive changes. Structural revisions make chapters more streamlined, shorter, and less complex. Case studies cover a dozen industries, and 75% are new or have been updated. All include discussion questions and answers.