Securities Regulation Selected Statutes Rules and Forms 2016

Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 1634593952
Release Date: 2015-11
Genre:

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2015.

Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454882459
Release Date: 2017-07
Genre:

Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement

Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454885665
Release Date: 2016-11-08
Genre: Law

The national reputation of the authors, their balance of practice and doctrine, and a highly teachable structure have all made Securities Regulation: Cases and Materials the best-selling text in the field. Applauded for excellent coverage of the 1934 and 1935 Acts, the text remains sophisticated yet not intimidating. Modular chapters adapt to a variety of teaching styles, giving the instructor flexibility in course design. Well-written, interesting problems expose students to theory as well as the practical issues that impact investors. New to the Eighth Edition: The casebook fully integrates all the newly adopted exemptions such as Regulation A, Crowdfunding, and the newly enacted resale exemption Section 4(a)(7) along with problems developed to illustrate their operation Complete reworking of exemption chapter, including new material and problems on Regulation A+, Crowdfunding, and relaxation of solicitation restrictions for certain Rule 506 offerings Examines market developments such as Unicorns and the disappearance of listings in the U.S. and abroad Changes in underwriting processes with emphasis given to role of research reports in promoting public offerings Compete treatment of the Supreme Court’s 2014 Halliburton decision, and the post-Halliburton developments on proving price distortion and pleading loss causation Thorough treatment of the Supreme Court’s Omnicare decision on liability for statements of opinion Materials and problems on proxy regulation, particularly in the aftermath of the Walmart case under Rule 14a-8 Materials on insider trading tipper-tippee liability in the aftermath of Newman and Salman Contemporary problems facing hedge funds, investment advisers and mutual funds New material on post-Morrision developments affecting extraterritorial application of securities laws New material and problems on real estate as securities including the Ninth Circuit's Salameh decision

Federal Securities Laws

Author: John C. Coffee, Jr.
Publisher: Foundation Press
ISBN: 1599416840
Release Date: 2009-06-01
Genre: Law

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. The 2008 Edition follows the format of earlier years and contains updates through March 1, 2009.

Examples Explanations for Securities Regulation

Author: Alan R. Palmiter
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454888673
Release Date: 2017-04-28
Genre: Law

A favorite classroom prep tool of successful students that is often recommended by professors, the Examples & Explanations (E&E) series provides an alternative perspective to help you understand your casebook and in-class lectures. Each E&E offers hypothetical questions complemented by detailed explanations that allow you to test your knowledge of the topics in your courses and compare your own analysis. Here’s why you need an E&E to help you study throughout the semester: Clear explanations of each class topic, in a conversational, funny style. Features hypotheticals similar to those presented in class, with corresponding analysis so you can use them during the semester to test your understanding, and again at exam time to help you review. It offers coverage that works with ALL the major casebooks, and suits any class on a given topic. The Examples & Explanations series has been ranked the most popular study aid among law students because it is equally as helpful from the first day of class through the final exam.

Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454882190
Release Date: 2016-07-25
Genre: Law

Securities Regulation: Selected Statutes, Rules, and Forms, 2016 Supplement

Corporations and Other Business Associations

Author: Charles R. T. O'Kelley
Publisher: Aspen Publishers
ISBN: 0735524904
Release Date: 2002-05-16
Genre: Business enterprises

For the best selection of both statutory provisions and model acts relevant to Corporations Law, turn to the latest edition of this popular supplement. Whether or not you use the authors' widely-adopted casebook, your class will benefit from this skillfully organized collection of essential material. The 2002 Edtion covers all the latest developments in updatged: federal and state provisions regulations rules forms LLC and LLP statutes model acts Join your many colleagues who count on O'Kelley and Thompson to keep them current in the fast-moving area of Corporations and Business Associations.

Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454882190
Release Date: 2016-07-25
Genre: Law

Securities Regulation: Selected Statutes, Rules, and Forms, 2016 Supplement

Corporate Finance

Author: Robert J. Rhee
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454877622
Release Date: 2016-01-28
Genre: Law

Corporate Finance provides coverage in a more concrete and problem-based approach than other books on the market. Robert J. Rhee distinguishes this casebook from other fine books in the field in a number of important ways. This book is interdisciplinary in nature, providing essential coverage of the basic concepts of accounting and finance needed for a business lawyer to understand the economics of the transaction. Additionally, the text facilitates ease of learning and teaching, avoiding excerpting technically dense academic writings in finance and economics, which can intimidate students and teachers. It further provides a basic understanding of financial instruments to prepare students for corporate practice, including many examples of actual financial contract terms and other transactional documents taken from various sources. Features: In depth coverage of accounting, finance, valuation, and capital markets in an accessible manner Inclusion of transactional documents and focus on financial contracts Generous use of graphics, tables, and charts to organize and convey complex information Accessibility of materials Business school-style case studies at the end of some chapters

The Indigo Book

Author: Christopher Jon Sprigman
Publisher: Lulu.com
ISBN: 9781892628022
Release Date: 2016-05-02
Genre: Citation of legal authorities

This public domain book is an open and compatible implementation of the Uniform System of Citation.

Martha Stewart s Legal Troubles

Author: Joan MacLeod Heminway
Publisher:
ISBN: STANFORD:36105064207751
Release Date: 2007
Genre: Law

Heminway brings together essays written by legal scholars specializing in both white collar crime and securities regulation concerning the varied legal claims made against Martha Stewart in connection with her sale of shares in ImClone Systems Incorporated in December 2001. The articles present interesting historical facts and analytical observations while raising important questions about the use of discretion in public enforcement proceedings (civil and criminal) and the elements of two popular federal claims: obstruction of justice and securities fraud under Rule 10b-5.

The Dignity of Commerce

Author: Nathan B. Oman
Publisher: University of Chicago Press
ISBN: 9780226415666
Release Date: 2017-01-19
Genre: Law

Why should the law care about enforcing contracts? We tend to think of a contract as the legal embodiment of a moral obligation to keep a promise. When two parties enter into a transaction, they are obligated as moral beings to play out the transaction in the way that both parties expect. But this overlooks a broader understanding of the moral possibilities of the market. Just as Shakespeare’s Shylock can stand on his contract with Antonio not because Antonio is bound by honor but because the enforcement of contracts is seen as important to maintaining a kind of social arrangement, today’s contracts serve a fundamental role in the functioning of society. With The Dignity of Commerce, Nathan B. Oman argues persuasively that well-functioning markets are morally desirable in and of themselves and thus a fit object of protection through contract law. Markets, Oman shows, are about more than simple economic efficiency. To do business with others, we must demonstrate understanding of and satisfy their needs. This ability to see the world from another’s point of view inculcates key virtues that support a liberal society. Markets also provide a context in which people can peacefully cooperate in the absence of political, religious, or ideological agreement. Finally, the material prosperity generated by commerce has an ameliorative effect on a host of social ills, from racial discrimination to environmental destruction. The first book to place the moral status of the market at the center of the justification for contract law, The Dignity of Commerce is sure to elicit serious discussion about this central area of legal studies.

Securities Regulation Selected Statutes Rules and Forms 2017

Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 1634607600
Release Date: 2016-11-21
Genre:

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2016.