Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 9781543803129
Release Date: 2018-07-06
Genre: Law

Securities Regulation: Selected Statutes, Rules, and Forms, 2018

Securities Regulation Selected Statutes Rules and Forms 2018

Author: Thomas Hazen
Publisher: West Academic Publishing
ISBN: 1683286588
Release Date: 2017-11-20
Genre:

Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2017.

Federal Securities Laws

Author: John C. Coffee, Jr.
Publisher: Foundation Press
ISBN: 1642426733
Release Date: 2018-11-15
Genre:

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. It contains many changes from the prior year's version: Changes to Regulation S-K; Changes to Regulation S-X; New Securities Act Rule 135d regarding communications involving security-based swaps; Amendment of Securities Act Rule 701; Temporary relief from certain crowdfunding reporting requirements in Securities Act Rule 203; and Temporary Investment Company Act Rule 30b1-9(T) regarding monthly reports on Form N-PORT. This edition has a cutoff date of September 15th, 2018.

Corporations and Other Business Associations

Author: Charles R. T. O'Kelley
Publisher: Wolters Kluwer Law & Business
ISBN: 9781543803181
Release Date: 2018-07-23
Genre: Law

Corporations and Other Business Associations Selected Statutes, Rules, and Forms: 2018 Supplement

Securities Regulation Statutory Supplement 2018 Edition

Author: Stephen Choi
Publisher: Foundation Press
ISBN: 1640209352
Release Date: 2018-07-07
Genre:

Receive complimentary lifetime digital access to the eBook with new print purchase. This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.

Federal Securities Laws

Author:
Publisher:
ISBN: 1599411644
Release Date: 2006
Genre: Law

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, related federal laws, and state securities laws. Also includes early 2002 amendments to the Securities Act of 1933 and the Securities Exchange Act of 1934. The Revised 2005 Edition of Federal Securities Laws: Selected Statutes, Rules and Forms follows the format of earlier years. Early in 2002 Congress changed fee provisions in Section 6(b) of the Securities Act of 1933 and amended Section 4(b), 13(f), 14(g), and 31 of the Securities Exchange Act of 1934 to address fees and SEC expenditures. Rule 135b of the Securities Act of 1933 was amended as were Regulations S-B and S-K Items 201 and 601. There were several Rules added or amended in the Securities Exchange Act. These included Rules 3a4-2, 3a4-3, 3a4-5, 3a4-6, 3a5-1, 3a55-1, 3a55-2, 3a55-3, 3b-17, 3b-18, 6a-3, 6a-4, 14a-3, 15a-7, 15a-8, 15a-9, 15a-10, 15b2-2, 15b11-1, 17a-3, 17a-4, 17a-25, 17AD-7, 19b-4, 19b-7, and 31-1. In addition, Rule 303 of Regulation ATS was amended as were Item 12 of Form 10-K and Item 11 of Form 10-KSB. There are also amendments to Investment Company Act Rules 2a-7, 5b-3 and 31a-2 as well as Rule 204-2 of the Investment Advisers Act and Rule 202.3 of SEC Rules of Practice.

Corporations and Other Business Associations Statutes Rules and Forms 2018 Edition

Author: Douglas Moll
Publisher: West Academic Publishing
ISBN: 1642420093
Release Date: 2018-07-16
Genre:

Receive complimentary lifetime digital access to the eBook with new print purchase. The current version of this book has been authored by Professor Douglas K. Moll of the University of Houston Law Center. It is a new edition of a previous work authored by Professor Jeffrey Bauman. This product is a collection of statutes, rules, and forms which can be used with casebooks and other teaching materials in both introductory and advanced courses related to business organizations. Among other items, the collection includes the Restatements of Agency; partnership, corporation, and LLC statutes and forms (including both uniform, Delaware, and other state statutes); and federal securities statutes, rules, regulations, and forms.

Ohio Annotated Securities Law Handbook

Author: Howard M. Friedman
Publisher: LexisNexis
ISBN: 9781522156147
Release Date: 2018-06-01
Genre: Law

The undisputed authoritative source on Ohio's blue sky laws, LexisNexis' Ohio Securities Law Handbook combines the formal requirements and more informal aspects of Ohio securities practice, explaining all aspects of Ohio blue sky practice, from routine registration, exemption, and liability questions to more complex issues involving Ohio's merit requirements. Supplemented annually, it also covers specialized topics, such as Ohio broker-dealer licensing, tender offers, and enforcement issues. Containing materials previously difficult or impossible to obtain, this set provides the full text and discussion of substantial primary source material, including: • Relevant Ohio statutes and rules • Ohio Division of Securities Statements of Policy • Selected federal laws and regulations • Complete official forms • NASAA guidelines and interpretations The handbook volume is a complete source for all relevant Ohio and federal statutes and rules important to the practice of Ohio securities law including selections from Page's Ohio Revised Code Annotated, Legislative Service Commission Bill analyses, Ohio Division of Securities regulations, Ohio Department of Insurance regulations and federal securities laws and regulations.

Der Dschungel

Author: Upton Sinclair (Schriftsteller, USA)
Publisher:
ISBN: 3293206646
Release Date: 2014-10
Genre:


Transatlantic Whistleblowing

Author: Simon Gerdemann
Publisher: Mohr Siebeck
ISBN: 9783161559167
Release Date: 2018-08-03
Genre: Law

English summary: Simon Gerdemann explores the origins, characteristics and ramifications of whistleblowing laws in the United States, analyzes the consequences the current rise and adoption of whistleblowing laws has on European countries like Germany and shows how learning from past experiences in the United States could shape the whistleblowing laws of tomorrow. German description: "Whistleblowing" - wohl kein anderer englischsprachiger Rechtsbegriff kann in den letzten Jahren auf eine vergleichbare Karriere sowohl in der offentlichen Diskussion und internationalen Wirtschaftspraxis als auch der deutschen Rechtswissenschaft und Rechtspolitik zuruckblicken.Simon Gerdemann geht den Ursprungen und Hintergrunden des modernen Whistleblowingrechts in den USA aus historischer, empirischer und rechtsdogmatischer Perspektive auf den Grund. Er zeigt auf, wie Whistleblowing uber Landes- und Rechtsgebietsgrenzen hinweg seinen Weg nach Deutschland gefunden hat, welche aktuellen Folgen seine Diskussion und Adaption fur das deutsche Arbeits-, Gesellschafts-, Datenschutz- und Verwaltungsrecht haben und wie man die Erfahrungswerte aus 150 Jahren der Geschichte des Whistleblowingrechts in den USA nutzen kann, um die Zukunft des Whistleblowings in Deutschland sinnvoll zu gestalten.

Federal Rules of Civil Procedure

Author: Stephen C. Yeazell
Publisher: Wolters Kluwer Law & Business
ISBN: 9781454894834
Release Date: 2017-12-15
Genre: Law

Federal Rules of Civil Procedure: With Selected Statutes, Cases, and Other Materials, 2018

Kanonisches Recht und europ ische Rechtskultur

Author: Richard H. Helmholz
Publisher: Mohr Siebeck
ISBN: 3161528956
Release Date: 2014-03-12
Genre: Law

Das vorliegende Werk ist die Ubersetzung des 1996 erschienenen Buches The Spirit of Classical Canon Law. Darin stellt der Rechtshistoriker Richard H. Helmholz das klassische kanonische Recht als geistiges Produkt des hohen Mittelalters vom 12. bis 14. Jahrhundert vor und zeigt dessen Entwicklung bis in die fruhe Neuzeit. Helmholz wahlt charakteristische Bereiche, in denen das kirchliche Recht z.B. modernes Grundrechtsdenken gepragt hat: so bei der Freiheit zur Eheschliessung, dem Verbot doppelter Strafverfolgung oder beim Anspruch auf juristische Fursorge bei Bedurftigen. Helmholz fuhrt daruber hinaus die Bedeutung der Sakramente fur die kirchliche Rechtsordnung am Beispiel der Taufe vor. Das vielfaltige und spannungsreiche Verhaltnis der Kirche zur weltlichen Rechtsordnung wird ebenso in zahlreichen Phasen erfasst wie der grosse Anteil der Kanonistik in der Geschichte des Prozessrechts. Schliesslich pruft Helmholz das Papsttum als zentrale Institution am Beispie l der papstlichen Privilegien, zeigt dabei die Grenzen seiner Macht in der mittelalterlichen Rechtswirklichkeit auf.

Common law

Author: Oliver Wendell Holmes
Publisher:
ISBN: 3428121511
Release Date: 2006
Genre: Common law